Financial Services and Regulation

28 March 2024

Operational resilience in the UK financial sector
HM Treasury's approach to designating critical third parties to the UK financial services sector

13 December 2023

Interest on uninvested cash
The FCA's ‘Dear CEO’ letter on cash interest paid by investment platforms and SIPP operators

13 November 2023

Financial promotion exemptions for high net worth individuals and sophisticated investors - new rules from 31 January 2024
The outcome of a consultation paper exploring the effectiveness of financial promotion exemptions for high net worth individuals and sophisticated investors